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News

Welcome to the archives of our news releases. Start from the top to read about what’s happening at Legend Merchant now.

Press Releases

05.02.07 - LMG Advises Implant Sciences on Successful Sale of Semiconductor Unit
11.07.06 - Fixed-Income Veteran Joins Legend Merchant Group
02.09.06 - LMG Announces Expansion of its SF Office With Hiring of Key Professionals
 

Transactions

03.10.06 - Good Harbor Partners Acquisition Corporation
09.09.05 - Coconut Palm Acquisition Corporation
08.17.05 - Stone Arcade Acquisition Corporation
 
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Routing and Execution Disclosure Required under Rule 606

Rule 606 of SEC Regulation NMS requires broker-dealers such as Legend Merchant Group, Inc. to publicly disclose quarterly reports of the firm's order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

The Rule 606 statistics for Legend Merchant Group, Inc. are available for public view.