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Investment Banking

Now more than ever, investment banking is relationship business.

LMG’s Investment and Merchant Banking practice is focused on delivering high quality advisory and capital markets solutions to a critical and exciting segment of the global capitalist economy—small and mid cap companies positioned for exceptional growth. We position ourselves as critical partners in assisting our client companies as they plan, fund, and execute their business models and build shareholder value. Evidencing our expertise and execution ability is our track record—LMG has sourced and placed from institutional and wealthy individual investors in excess of US$300 million of private and public investment capital for small cap corporations in the preceding 12 months. Our professionals have a broad depth of experience in private and public financings, mergers and acquisitions, bankruptcy reorganizations, proxy contests, and venture finance. LMG leverages this experience and extensive network of investors and industry experts to provide effective advisory and capital markets solutions for our corporate clients—and help them maximize the potential of their opportunity.

Since its inception, LMG and its principals have provided strategic planning and investment banking services to a variety of public and private companies ranging in size from family owned-businesses to large multi-national corporations. The firm provides a wide range of investment banking services including:

  • Raising capital for public and private companies
  • Valuing companies
  • Rendering fairness opinions
  • Advising on divestitures, acquisitions, restructurings and recapitalizations
 
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  • National Futures Association logo
  • Securities Investor Protection Corporation logo
 

Disclosure: Report on Routing of Customer Orders

Legend Merchant Group, Inc. has provided information pursuant to a U.S. Securities and Exchange Commission rule (11Ac1-6) that requires firms to make publicly available, quarterly reports on the firm’s order routing practices. The report provides information on the routing of “non-directed orders” which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

Currently all Legend Merchant Group, Inc. orders are routed through its Clearing Agent RBC Dain Correspondent Services