An Investment in our Clients
Legend Merchant Group is a dynamic Wall Street-based financial services firm, dedicated to responding to the diverse needs of our clients through investment and asset management. From investment banking and financial advisory services, to capital market investing, private client brokerage services, and top-tier asset management, Legend provides the tools, knowledge and investment expertise you and your organization need.
Legend is especially well known for its Special Purpose Acquisition Company (SPAC) Team, M&A Team and Convergent Security Group (CSG). We have become the partner of choice for many fund managers, founders, and investment banking syndicate partners seeking the comprehensive services of a large bank with the client focus of a boutique.
Investing in Your Future
Legend Merchant’s core customers have exceptional needs. We specialize in assisting and servicing those needs with superior market knowledge. Our clients include:
- Small and Mid-Capitalization Growth Companies seeking high quality financial advisory and investment banking solutions
- Institutional Investors seeking high quality capital market deal flow and market intelligence in the equities markets
- High-Net-Worth Individual and Angel Investors looking for top tier stock brokerage, private client wealth and asset management, and securities trading services
- Emerging Fund Managers seeking to raise capital for future deployment in the capital markets
Legend is a national firm with offices in New York City and San Francisco, and is a member firm of the Financial Industry Regulatory Authority (“FINRA”), National Futures Association (“NFA”), NYSE Arca (“NYSE Arca”), NASDAQ (“NQX”) and Securities Investor Protection Corporation (“SIPC”). Legend is also an SEC-Registered Investment Adviser (RIA). Our investment professionals have an average of 20 years of experience in the investment and asset management business.
