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Legend Merchant Group

An investment firm is only as good as its performance.

  • $60,000,000

    Arcade Acquisition Corp.

    IPO

    Legend Merchant
    Co-Managing Underwriter

    May 2007

  • $240,000,000

    Vantage Energy Services Inc.

    IPO

    Legend Merchant
    Co-Managing Underwriter

    May 2007

  • $15,722,000

    Implant Sciences Corporation

    Sale of Accurel Systems
    International to
    Evans Analytical Group, LLC

    Legend Merchant
    Advisor to the Seller

    May 2007

  • $36,000,000

    China Opportunity Acquisition Corp.

    IPO

    Legend Merchant
    Co-Managing Underwriter

    April 2007

  • $25,000,000

    Pinpoint Advance Corp.

    IPO

    Legend Merchant
    Co-Managing Underwriter

    April 2007

  • $100,000,000

    Tailwind Financial Inc.

    IPO

    Legend Merchant
    Co-Managing Underwriter

    April 2007

  • $90,000,000

    Hyde Park Acquisition Corporation

    IPO

    Legend Merchant
    Co-Managing Underwriter

    February 2007

  • $5,570,000

    QuantRX Biomedical Corporation

    PIPE

    Legend Merchant
    Placement Agent

    February 2007

  • $6,704,730

    Duos Technologies

    Private Placement

    Legend Merchant
    Sole Placement Agent

    December 2006

  • $34,500,000

    Pantheon China Acquisition Corporation

    IPO

    Legend Merchant
    Co-Managing Underwriter

    December 2006

  • $16,500,000

    Affinity Media International Corporation

    IPO

    Legend Merchant
    Co-Managing Underwriter

    June 2006

  • $150,000,000

    HD Partners Acquisition Corporation

    IPO

    Legend Merchant
    Co-Managing Underwriter

    June 2006

  • $60,000,000

    Community Bankers Acquisition Corporation

    IPO

    Legend Merchant
    Co-Managing Underwriter

    June 2006

  • $1,250,000

    Pandora Networks

    Bridge Financing

    Legend Merchant
    Sole Placement Agent

    May 2006

  • $60,000,000

    General Finance Corporation

    IPO

    Legend Merchant
    Co-Underwriter

    April 2006

  • $34,000,000

    Global Services Partners Acquisition Corporation

    STARTS IPO

    Legend Merchant
    Co-Managing Underwriter

    April 2006

  • $58,000,000

    Good Harbor Partners Acquistion Corporation

    STARTS IPO

    Legend Merchant
    Co-Managing Underwriter

    March 2006

  • $50,000,000

    Echo Healthcare Acquistion Corporation

    IPO

    Legend Merchant
    Underwriter

    March 2006

  • $120,000,000

    Endeavor
    Acquisition Corporation

    IPO

    Legend Merchant
    Co-Underwriter

    December 2005

  • $3,063,000

    Premiere Publishing Group

    Private Placement,
    Convertible Notes

    Legend Merchant
    Lead Placement Agent

    November 2005

  • $60,000,000

    Coconut Palm Acquisition Corporation

    IPO

    Legend Merchant
    Co-Underwriter

    September 2005

  • $120,000,000

    Stone
    Arcade
    Acquisition Corporation

    IPO

    Legend Merchant
    Co-Underwriter

    August 2005

  • $8,689,000

    Touchstone Resources

    PIPE

    Legend Merchant
    Lead Placement Agent

    April 2005

  • $1,063,650

    Fellows Energy

    PIPE

    Legend Merchant
    Lead Placement Agent

    April 2005

  • $51,710,000

    Mercator
    Partners Acquisition Corporation

    IPO

    Legend Merchant
    Underwriter

    April 2005

  • $30,000,000

    Maverick Oil and Gas, Inc.

    PIPE

    Legend Merchant
    Lead Placement Agent

    January 2005

  • $1,388,000

    American Dairy

    PIPE

    Legend Merchant
    Placement Agent

    October 2004

  • $21,600,000

    Sand Hill IT Acquisition Corporation

    IPO

    Legend Merchant
    Underwriter

    July 2004

  • $36,000,000

    Arpeggio Acquisition Corporation

    IPO

    Legend Merchant
    Underwriter

    June 2004

  • $500,000

    Peak Entertainment

    PIPE

    Legend Merchant
    Lead Placement Agent

    March 2004

 
 
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Quick links
Legend Merchant Group's SPAC Team: Leaders from the Beginning.
Legend Merchant Group's M&A Team: Generating Superior Results.
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Contact Us Today : 1.800.472.5497, New York ; 1.800.505.5852, San Francisco
 
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  • Securities Investor Protection Corporation logo
 

Routing and Execution Disclosure Required under Rule 606

Rule 606 of SEC Regulation NMS requires broker-dealers such as Legend Merchant Group, Inc. to publicly disclose quarterly reports of the firm's order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

The Rule 606 statistics for Legend Merchant Group, Inc. are available for public view.