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Contact Us

  • New York Office

    30 Broad Street, 38th Floor
    New York, NY 10004
    (212) 809.5568
    (800) 472.5497

    fax (212) 809.5567




  • San Francisco Office

    201 Mission Street, 2nd Floor
    San Francisco, CA 94105
    (415) 957.9555
    (800) 505.5852

    fax (415) 957.9455




 
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Contact Us Today : 1.800.472.5497, New York ; 1.800.505.5852, San Francisco
 
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Routing and Execution Disclosure Required under Rule 606

Rule 606 of SEC Regulation NMS requires broker-dealers such as Legend Merchant Group, Inc. to publicly disclose quarterly reports of the firm's order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

The Rule 606 statistics for Legend Merchant Group, Inc. are available for public view.