Skip to main content
Our firm. Photo of statue and buildings.
 

Careers

If you are interested in learning more about a career at Legend Merchant Group, please contact us immediately to discuss your future. Résumés can be forwarded to the addresses below, or we can be reached via email.

We are currently filling positions for Series 7 Registered salespeople.

  • New York Office

    30 Broad Street, 38th Floor
    New York, NY 10004
    (212) 809.5568
    (800) 472.5497

    fax (212) 809.5567

  • San Francisco Office

    201 Mission Street, 2nd Floor
    San Francisco, CA 94105
    (415) 957.9555
    (800) 505.5852

    fax (415) 957.9455

 
  • RBC Dain Correspondent Services logo
  • Securities Investor Protection Corporation logo
 

Routing and Execution Disclosure Required under Rule 606

Rule 606 of SEC Regulation NMS requires broker-dealers such as Legend Merchant Group, Inc. to publicly disclose quarterly reports of the firm's order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

The Rule 606 statistics for Legend Merchant Group, Inc. are available for public view.