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Capital Growth Services

Trading/Investment Accounts

Actively managed stock and bond accounts serviced by Legend professionals. Our professionals are in constant pursuit of fresh significant market information to assist in the discovery of new investment ideas and gain clearer insight into industries and companies our clients have interests in. Additionally, we can provide access to some of America’s top growth oriented hedge fund managers.

Venture Stage and Angel Investment Opportunities

Our investment and merchant banking activities allow our private clients access to exciting direct investments in early and expansion stage growth companies. We are constantly evaluating new financing opportunities in both private and public companies, focusing on the Technology, Health Care, and Consumer Products sectors. If you are an accredited investor, inquire about our latest offerings, or browse our investment banking page.

Free Portfolio Review

Today, the majority of investors can benefit immensely from an objective evaluation of their stock and bond holdings. Please request a free, confidential portfolio review from Legend’s team.

 
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Routing and Execution Disclosure Required under Rule 606

Rule 606 of SEC Regulation NMS requires broker-dealers such as Legend Merchant Group, Inc. to publicly disclose quarterly reports of the firm's order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

The Rule 606 statistics for Legend Merchant Group, Inc. are available for public view.