Brokerage Services

At Legend Merchant, we achieve unique and compelling value propositions for each client.

As a full service broker-dealer, Legend is able to offer to its clients a diversified mix of products including: listed and unlisted stocks and bonds, options, mutual funds, ETFs, and direct investments such as hedge funds, limited partnerships, private placements, and professional money management.

Legend Merchant is a full service brokerage and boutique investment banking firm, providing institutional and retail sales and trading services, equity research and asset management for select clientele plus capital markets services in connection with mergers and acquisitions, capital raising, acquisition finance and restructurings.

We recognize the challenges companies and investors face in attempting to preserve and grow capital in today’s demanding market environment.

Our value lies in our experience in handling individual and institutional accounts for over 30 years, and our understanding of more nuanced transactions specific to the equity markets.

The primary focus of LMG’s retail brokerage business is to provide investment planning and solutions for high net-worth (HNW) investors in preserving and growing capital. By leveraging their exposure to investment opportunities emanating from banking activities, and gaining access to world-class portfolio managers through Legend Asset Management, Legend brokers offer uniquely appropriate solutions to HNW investors.