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Asset Management

Asset Management is so much more than just investment advice.

Asset management provides an integrated financial package of investing, banking and brokerage activities.

Legend Asset Management (LAM) focuses on exploiting the vast market for alternative investments by offering capital introductions and asset allocation strategies to HNW investors, foundations, family offices, pension and profit sharing entities, endowments and trusts, and large financial institutions.

LAM has established relationships with top tier hedge fund organizations and hedge fund “fund of funds” in order to create a high quality, differentiated product.

Legend Merchant is a full service brokerage and boutique investment banking firm, providing institutional and retail sales and trading services, equity research and asset management for select clientele plus capital markets services in connection with mergers and acquisitions, capital raising, acquisition finance, restructurings, and other corporate finance matters.

Our value lies in our experience in handling individual and institutional accounts for over 30 years, and our understanding of more nuanced transactions specific to the equity markets.

We recognize the challenges companies and investors face in attempting to preserve and grow capital in today’s demanding market environment. At Legend Merchant, we leverage our experience and relationships to achieve appropriate solutions for each client.

 
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Disclosure: Report on Routing of Customer Orders

Legend Merchant Group, Inc. has provided information pursuant to a U.S. Securities and Exchange Commission rule (11Ac1-6) that requires firms to make publicly available, quarterly reports on the firm’s order routing practices. The report provides information on the routing of “non-directed orders” which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

Currently all Legend Merchant Group, Inc. orders are routed through its Clearing Agent RBC Dain Correspondent Services